How to Understand the Effects of Securities Law on Your ...
When the bottom fell out of the stock market in 1929, the lack of securities laws was partly to blame. Since that time, the Securities and Exchange Commission (SEC) was created to protect investors and to generally keep the market above board. To ... [... more]
eHow |
Securities Regulation: Examples And Explanations (The ...
 Good but out of date: Well-written, clear, a helpful overview. However, it does not take into account the 2005 public offering reforms, so its treatment of permissible communications during the offering process (about 30% of the material in my Sec Reg I [... more]
$38.95
Amazon.com |
How to Trade Securities Online
Online trading depends on the same principles and skills as off-line trading, so use them to guide your thinking and actions. Have a long, serious and brutally honest talk with yourself (and perhaps a trusted friend) about the kind of personality ... [... more]
eHow |
TD Securities
One of Mark McEwan's most prized clients hire him to cater their 1,200 person Christmas party. It's a massive undertaking and the sheer volume of food is unbelievable. [... more]
Fine Living |
S & P; 500 Index Funds Are a Poor Investment Choice - ...
What exactly is an index fund? An index fund is a mutual fund which is designed to mirror the performance of a stock index such as the Standard & Poor's 500 index. To do that the fund purchases all of the securities included in the index and adds ... [... more]
Bella Online |
Four Plead Guilty to E-mail, Securities Fraud in ...
Three U.S. men and one man living in France have pleaded guilty to charges related to a stock manipulation scheme that included sending out tens of millions of spam messages to pump up the stock value of 15 companies, the U.S. Department of ... [... more]
CIO |
IBM to End Stock-Option Grants for Non-IBM Directors
IBM will end stock-option grants for most directors, effective Jan. 1, replacing them with a doubling of their cash compensation. In a filing made with the U.S. Securities and Exchange Commission Wednesday, IBM said it will end the annual ... [... more]
CIO |
Securities Regulation: Cases And Materials
very unclear: This is a very unclear book with horrible, dense prose. The authors seem to have an impressive grasp of securities law, and fill the notes with many meaningful substantive explications of various technical points, but they are basically [... more]
$134.00
Amazon.com |
Fundamentals of Securities Regulation
This book is the one: Fundamentals of Securities Regulation is a short version of the classic, multi-volume treatise on securities regulation by the same authors. If you can have only one book on your shelf in this area, Fundamentals is the one. Author: [... more]
$159.00
Amazon.com |
Securities Regulation in a Nutshell (Nutshell Series)
great little book: Securities Regulation in a Nutshell is a great little book that provides the big picture regarding federal securities laws, especially for beginners. I recomend it. Author: Ratner. David L. Author: David L. Ratner Author: Thomas L. [... more]
$24.00
Amazon.com |
Securities Regulation, Selected Statutes, Rules and ...
A great read!: This is not a great read, actually. It is a book full of statutes and is required reading if you take securities law or securities litigation. Securities law is based on statutes, no action letters, and some case law. Your assigned text [... more]
$44.00
Amazon.com |
Securities Regulation: Cases and Analysis Second Edition ...
shipment is so so slow: Why the shipment is so slow that I could not get it even the class have almost finished the first several weeks. Organized; useful examples & problems throughout: Excellent casebook. Organized, full of useful examples and [... more]
$134.00
Amazon.com |
